SEC-Registered Investment Adviser
Advice that answers to you.
Financial planning and investment management, built around your circumstances and the goals you tell us matter. As an investment adviser registered with the SEC, we owe our clients a fiduciary duty of care and loyalty.
New to Your IA? Call (800) 823-0489
Individuals & families
Bring your goals within reach with a plan built around your life, and an adviser who stays with it as that life changes.
Our approach →Current clients
Review your accounts, track your progress, and reach your adviser through the secure portal, any time.
Client login →Financial advisors
Own your practice, your clients, and your brand, with our compliance and operations behind you.
Build your practice →Our approach
No two financial journeys are the same.
So we do not start from a model portfolio. We start from your situation, and build the strategy from there.
Financial planning
We begin with your circumstances and the goals you tell us matter, and build the plan from there rather than from a model portfolio.
A fiduciary duty
As an investment adviser registered under the Investment Advisers Act, we owe our clients a fiduciary duty — a duty of care and a duty of loyalty. That obligation comes from the law we are registered under.
Investment management
We manage client portfolios on an ongoing basis, and we review them with you as your circumstances change.
How we work
What happens next.
Three steps, and a relationship that continues well past the third one.
Discovery meeting
We start by understanding your goals, your priorities, and what matters most to you and your family.
Custom strategy
We build a financial plan for your actual situation and your long-term vision — not a template with your name on it.
Ongoing guidance
As life changes, the plan changes with it, so you stay on track toward the goals you set.
About the firm
How this firm is set up.
Four facts about the way we are structured and regulated. Our filings are public, and the disclosure documents are hosted here rather than somewhere you have to go hunting for them.
- SEC-registered
- Registered with the U.S. Securities and Exchange Commission as an investment adviser. CRD #338535, SEC #801-134511.
- Held to the fiduciary standard
- As a registered investment adviser we owe our clients a fiduciary duty under the Investment Advisers Act — a duty of care and a duty of loyalty, for the whole of the relationship.
- Our filings are public
- Form ADV Part 2A and Form CRS set out our services, fees, conflicts of interest and standard of conduct. Both are hosted on this site and filed with the Commission.
- Backed by AOG
- Part of the Associate Owners Group family of companies, with the infrastructure that brings.
Read our disclosures View our record on IAPD
Registration with the SEC does not imply that the Commission has sponsored, recommended, endorsed or approved Your IA, and does not imply any particular level of skill or training.
For financial advisors
Considering a move to an RIA?
We talk with advisors who are weighing independence and want to understand what the move actually involves. The first conversation is confidential, and it is a conversation rather than a pitch.
What we would go through with you
- How our platform is structured
- Our compliance and registration framework
- The technology and operations available to you
- What a transition would look like in practice
Important disclosures
Investing involves risk, including the possible loss of principal. There is no guarantee that any investment strategy or financial plan will achieve its objectives, and past performance is not indicative of future results. Diversification and asset allocation do not guarantee a profit or protect against loss. Any discussion of our services on this site describes what we seek to do for clients, not a result we can promise.
Your IA, LLC is an investment adviser registered with the U.S. Securities and Exchange Commission. Registration does not imply that the SEC has sponsored, recommended, endorsed or approved Your IA, and does not imply any particular level of skill or training. It also does not mean the SEC has reviewed or passed upon this website or the information on it. Advisory services are offered only to clients and prospective clients where Your IA and its representatives are properly licensed or exempt from licensure.
Your IA does not provide tax, legal or accounting advice. Where our financial planning services touch on tax or estate matters, they do not replace advice from the qualified tax and legal professionals you choose, and you should consult your own advisers before acting.
A description of our services, fees, conflicts of interest and standard of conduct is set out in our Form ADV Part 2A and Form CRS, available on our disclosures page and at adviserinfo.sec.gov.
Let's connect.
Whether you are planning your own future or building a practice, the first conversation is confidential and commits you to nothing.